Celebrating 50 years with a $50K charitable giveaway

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Forms & Reports

Need help moving forward? Please call our relationship managers at 888-426-7640.

Our James Funds are also available for purchase through financial advisors or third parties such as broker-dealers and/or banks. Please contact your personal financial advisor or broker for more information.

Applications

New Account Application

Used to establish a non-retirement account at James, including Individual, Joint, Transfer on Death, Custodial (Uniform Gift/Transfer to Minor Act), Trust, Estate, Corporate or other Legal Entity

IRA Application

Used to establish a Traditional IRA, SEP IRA, or Roth IRA at James

Coverdell ESA Application

Used to establish a new Coverdell education savings account at James.

Forms

Account Preferences Change Form

Change your Address
Change your Telephone Privileges
Change your Distribution Plan settings
Add or change your Bank Information
Change your Account Name

Automatic Investment Plan Form

Add or change an Automatic Investment Plan

Systematic Withdrawal Plan Form

Add or change an Systematic Withdrawal Plan

Designation of Transfer on Death (TOD) Beneficiary Form

Add Transfer on Death (TOD) to your account

Cost Basis Election Change Form

Complete this form to elect a different cost basis method for covered shares.

IRA Distribution Request Form

Use this form to request a one-time distribution or to establish a Systematic Withdrawal Plan on your retirement account.

Individual Retirement Transfer of Assets Form

Use this form to transfer assets directly to a new or existing IRA, to convert from a Traditional IRA to a Roth IRA, to transfer from an existing Roth IRA, to roll over a Roth IRA, or to request a direct rollover from an employer sponsored plan.

Change of Beneficiary Form

Use this form to designate and/or change the primary and secondary beneficiaries for your James Advantage Funds.

Limited Agent Authorization Form

Use this form to authorize a person other than the account owner to inquire about or to trade your James account.

Letter of Instruction Form

Use this form to change your James Advantage Funds account options or provide general instructions.

Redemption Request Form

Use this form to request a one-time distribution or to establish a Systematic Withdrawal Plan on your non-retirement account.

FNBO Traditional IRA Custodial Agreement and Disclosure Statement

FNBO Roth IRA Custodial Agreement and Disclosure Statement

FNBO Coverdell ESA Disclosure Statement

Prospectus

Annual Reports

Balanced: Golden Rainbow (GLRBX)

Balanced: Golden Rainbow (I) (GLRIX)

Aggressive Allocation (JAVAX)

Semi-Annual Reports

Balanced: Golden Rainbow (GLRBX)

Balanced: Golden Rainbow (I) (GLRIX)

Aggressive Allocation (JAVAX)

Additional Holdings Information

SAI

Balanced: Golden Rainbow (GLRBX)

Small Cap (JASCX)

Micro Cap (JMCRX)

Balanced: Golden Rainbow (I) (GLRIX)

Aggressive Allocation (JAVAX)

XBRL

Fact Sheets

Balanced: Golden Rainbow (GLRBX)

Balanced: Golden Rainbow (I) (GLRIX)

Aggressive Allocation (JAVAX)

Newsletters

Taxes

Brochures