Forms & Reports
Need help moving forward? Please call our relationship managers at 888-426-7640.
Our James Funds are also available for purchase through financial advisors or third parties such as broker-dealers and/or banks. Please contact your personal financial advisor or broker for more information.
Applications
New Account Application
Used to establish a non-retirement account at James, including Individual, Joint, Transfer on Death, Custodial (Uniform Gift/Transfer to Minor Act), Trust, Estate, Corporate or other Legal Entity
Download FormIRA Application
Used to establish a Traditional IRA, SEP IRA, or Roth IRA at James
SIMPLE IRA Application
Used to establish a SIMPLE IRA at James
Coverdell ESA Application
Used to establish a new Coverdell education savings account at James.
Forms
Account Preferences Change Form
Change your Address
Change your Telephone Privileges
Change your Distribution Plan settings
Add or change your Bank Information
Change your Account Name
Automatic Investment Plan Form
Add or change an Automatic Investment Plan
Systematic Withdrawal Plan Form
Add or change an Systematic Withdrawal Plan
Designation of Transfer on Death (TOD) Beneficiary Form
Add Transfer on Death (TOD) to your account
Cost Basis Election Change Form
Complete this form to elect a different cost basis method for covered shares.
IRA Distribution Request Form
Use this form to request a one-time distribution or to establish a Systematic Withdrawal Plan on your retirement account.
Individual Retirement Transfer of Assets Form
Use this form to transfer assets directly to a new or existing IRA, to convert from a Traditional IRA to a Roth IRA, to transfer from an existing Roth IRA, to roll over a Roth IRA, or to request a direct rollover from an employer sponsored plan.
Non-Qualified Transfer of Assets Form
Use this form to transfer assets directly to a new or existing non-qualified (non-IRA) account.
Change of Beneficiary Form
Use this form to designate and/or change the primary and secondary beneficiaries for your James Advantage Funds.
Limited Agent Authorization Form
Use this form to authorize a person other than the account owner to inquire about or to trade your James account.
Letter of Instruction Form
Use this form to change your James Advantage Funds account options or provide general instructions.
Redemption Request Form
Use this form to request a one-time distribution or to establish a Systematic Withdrawal Plan on your non-retirement account.