Forms & Reports
Need help moving forward? Please call our relationship managers at 888-426-7640.
Our James Funds are also available for purchase through financial advisors or third parties such as broker-dealers and/or banks. Please contact your personal financial advisor or broker for more information.
Applications
Regular Application
Used to establish a regular (non-retirement) account at James.
Download FormTrust/Estate Application
Used to establish a new trust or estate account at James.
Custodial Application
Used to establish a custodial account for a minor (Uniform Gift/Transfer to Minor Account) at James.
Corporate Application
Used to establish a corporate or other entity account at James.
IRA Application
Used to establish a Traditional IRA or SEP-IRA account at James.
Roth IRA Application
Used to establish a Roth IRA account at James.
Coverdell ESA Application
Used to establish a new Coverdell education savings account at James.
Forms
Account Options Form
Setup or Change Your Automatic Investment Plan
Change or Start a Distribution Plan
Setup or Change a Systematic Withdrawal Plan
Setup or Change Your Telephone & Online Access
Setup or Change Your Bank Options - Electronic and Redemption options
Setup Duplicate Statements
Change Your Address
Add Transfer on Death (TOD) to your account
Cost Basis Election Form
Complete this form to elect a different cost basis method for covered shares.
IRA Distribution Form
Use this form to authorize a distribution from your retirement account.
IRA Transfer Form
Used to transfer an IRA from another institution to James. If opening a new James account please complete an IRA Application.
Direct Rollover IRA Form
Direct Rollover IRA Form used to assist with a direct rollover of a distribution from your prior employer's qualified retirement plan to a new or existing James IRA or Roth IRA.
Designation / Change of IRA Beneficiary
Use this form to designate and/or change the primary and secondary beneficiaries for your James Advantage Funds.
Designation / Change of 403b Beneficiary
Use this form to designate and/or change the primary and secondary beneficiaries for your James Advantage Funds.
Coverdell Transfer of Assets Form
Used to transfer a Coverdell ESA Account from another institution to James. If opening a new James account please complete a Coverdell ESA Application.
Invest In Your Existing Account Form
Use these handy investment stubs to invest in an existing account (regular or retirement).
Trading Authorization Form
Use this form to authorize a person other than the account owner to trade on your James account.
Letter Of Instruction
Use this form to change your James Advantage Funds account options or provide general instructions.
Change of Registration
Use this form to transfer ownership of your James Advantage Funds account(s).
Change of Registration Guidelines
Guidelines for change of registration form.